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Tseng, Chia Hui 曾家慧 SFC Licences and HKMA Registrations (ID 97915)
Tseng, Chia Hui 曾家慧
SFC ID:
AWF342
Key Data
Licences & registrations
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
CAPITAL GLOBAL MANAGEMENT LIMITED
Rep
Dealing in securities
2012-12-13
-
Waterland Securities (HK) Company Limited
Rep
Dealing in securities
2010-11-05
2012-11-30
HKMA registrations
HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.
Current registrations only
No HKMA registrations in the collected records.