| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Gulf Line Capital Advisors Limited | RO | Advising on securities | 2023-10-06 | - |
| RO | Asset management | 2023-10-06 | - | |
| Rep | Advising on securities | 2023-10-04 | 2023-10-06 | |
| Rep | Asset management | 2023-10-04 | 2023-10-06 | |
| SPARC CAPITAL MANAGEMENT LIMITED | RO | Advising on securities | 2021-11-23 | 2023-08-31 |
| RO | Asset management | 2021-11-23 | 2023-08-31 | |
| Rep | Advising on securities | 2021-11-01 | 2021-11-23 | |
| Rep | Asset management | 2021-11-01 | 2021-11-23 | |
| First Prosperous Asset Management Company Limited | RO | Advising on securities | 2020-09-24 | 2021-10-01 |
| RO | Asset management | 2020-09-24 | 2021-10-01 | |
| First Prosperous Capital Company Limited | RO | Dealing in securities | 2020-09-24 | 2021-10-01 |
| First Prosperous Asset Management Company Limited | Rep | Advising on securities | 2020-09-02 | 2020-09-24 |
| Rep | Asset management | 2020-09-02 | 2020-09-24 | |
| First Prosperous Capital Company Limited | Rep | Dealing in securities | 2020-09-02 | 2020-09-24 |
| Lindale Capital Limited | RO | Advising on securities | 2018-11-28 | 2020-08-31 |
| RO | Asset management | 2018-11-28 | 2020-08-31 | |
| RO | Dealing in securities | 2018-11-28 | 2020-08-31 | |
| Rep | Dealing in securities | 2018-11-19 | 2018-11-28 | |
| Rep | Advising on securities | 2018-10-03 | 2018-11-28 | |
| Rep | Asset management | 2018-10-03 | 2018-11-28 | |
| Oneday Asset Management Limited | RO | Advising on securities | 2018-06-13 | 2018-09-16 |
| RO | Asset management | 2018-06-13 | 2018-09-16 | |
| Rep | Advising on securities | 2018-03-21 | 2018-06-13 | |
| Rep | Asset management | 2018-03-21 | 2018-06-13 | |
| INTEGRITY CONSTRUCTION & DEVELOPMENT SECURITIES GROUP LIMITED | Rep | Advising on securities | 2017-04-19 | 2017-11-13 |
| Rep | Dealing in securities | 2017-04-19 | 2017-11-13 | |
| Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2012-04-16 | 2016-12-01 |
| Rep | Dealing in securities | 2011-12-05 | 2016-12-01 | |
| AVIA ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2009-02-25 | 2011-09-22 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2008-05-22 | 2008-09-13 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2008-05-08 | 2008-09-13 |
| OnePlatform Asset Management Limited | Rep | Advising on securities | 2007-09-10 | 2008-04-10 |
No HKMA registrations in the collected records.