Cheng, Tsz Tsun (SFC:APP183) 鄭子俊 Hong Kong SFC License Details (ID 97921)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

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Current only

Organisation	Role	Activity	From	Until
Gulf Line Capital Advisors Limited	RO	Advising on securities	2023-10-06	-
	RO	Asset management	2023-10-06	-
	Rep	Advising on securities	2023-10-04	2023-10-06
	Rep	Asset management	2023-10-04	2023-10-06
SPARC CAPITAL MANAGEMENT LIMITED	RO	Advising on securities	2021-11-23	2023-08-31
	RO	Asset management	2021-11-23	2023-08-31
	Rep	Advising on securities	2021-11-01	2021-11-23
	Rep	Asset management	2021-11-01	2021-11-23
First Prosperous Asset Management Company Limited	RO	Advising on securities	2020-09-24	2021-10-01
	RO	Asset management	2020-09-24	2021-10-01
First Prosperous Capital Company Limited	RO	Dealing in securities	2020-09-24	2021-10-01
First Prosperous Asset Management Company Limited	Rep	Advising on securities	2020-09-02	2020-09-24
	Rep	Asset management	2020-09-02	2020-09-24
First Prosperous Capital Company Limited	Rep	Dealing in securities	2020-09-02	2020-09-24
Lindale Capital Limited	RO	Advising on securities	2018-11-28	2020-08-31
	RO	Asset management	2018-11-28	2020-08-31
	RO	Dealing in securities	2018-11-28	2020-08-31
	Rep	Dealing in securities	2018-11-19	2018-11-28
	Rep	Advising on securities	2018-10-03	2018-11-28
	Rep	Asset management	2018-10-03	2018-11-28
Oneday Asset Management Limited	RO	Advising on securities	2018-06-13	2018-09-16
	RO	Asset management	2018-06-13	2018-09-16
	Rep	Advising on securities	2018-03-21	2018-06-13
	Rep	Asset management	2018-03-21	2018-06-13
INTEGRITY CONSTRUCTION &AMP; DEVELOPMENT SECURITIES GROUP LIMITED	Rep	Advising on securities	2017-04-19	2017-11-13
	Rep	Dealing in securities	2017-04-19	2017-11-13
Nerico Brothers Limited (HK)	Rep	Dealing in futures contracts	2012-04-16	2016-12-01
	Rep	Dealing in securities	2011-12-05	2016-12-01
AVIA ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2009-02-25	2011-09-22
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2008-05-22	2008-09-13
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2008-05-08	2008-09-13
OnePlatform Asset Management Limited	Rep	Advising on securities	2007-09-10	2008-04-10