Personnel Hong Kong SFC License Details (ID 97922)

Personnel Hong Kong SFC License Details (ID 97922)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SR Wealth Securities Limited	RO	Advising on securities	2026-09-02	-
	RO	Asset management	2026-09-02	-
Mint Capital Limited (HK)	RO	Advising on securities	2026-03-17	2026-05-15
	RO	Asset management	2026-03-17	2026-05-15
AVIA ASSET MANAGEMENT LIMITED	RO	Advising on securities	2012-05-31	2025-02-11
	RO	Asset management	2012-05-31	2025-02-11
	Rep	Advising on securities	2012-04-16	2012-05-31
	Rep	Asset management	2011-02-02	2012-05-31
Double Haven Capital (Hong Kong) Limited	Rep	Asset management	2008-02-11	2010-08-31