Personnel Hong Kong SFC License Details (ID 97932)

Personnel Hong Kong SFC License Details (ID 97932)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Tiger Securities Asset Management Company Limited	RO	Dealing in securities	2011-01-04	2012-10-03
	RO	Advising on securities	2009-10-14	2012-10-03
	RO	Asset management	2009-10-14	2012-10-03
	Rep	Advising on securities	2009-09-04	2009-10-14
	Rep	Asset management	2009-09-04	2009-10-14
BMI FUNDS MANAGEMENT LIMITED	RO	Asset management	2007-03-13	2008-12-11
	RO	Asset management	2005-02-28	2005-10-28
	RO	Advising on securities	2005-02-28	2008-12-11
	Rep	Advising on securities	2004-08-28	2005-02-28
PATTERSON FINANCIAL SERVICES LIMITED	Rep	Advising on securities	2003-09-23	2004-07-30
REALCHAMP ASSET MANAGEMENT LIMITED	Rep	Advising on corporate finance	-	2003-06-16
	Rep	Advising on securities	-	2003-06-16
	Rep	Asset management	-	2003-06-16