| Prior Securities Limited | Rep | Dealing in securities | 2016-11-07 | 2021-11-19 |
| Prior Asset Management Limited | RO | Advising on securities | 2016-09-14 | 2021-11-19 |
| RO | Asset management | 2016-09-14 | 2021-11-19 |
| QH Asset Management Company Limited | RO | Advising on securities | 2014-07-03 | 2016-08-31 |
| RO | Asset management | 2014-07-03 | 2016-08-31 |
| CNCB (Hong Kong) Capital Limited | Rep | Advising on securities | 2012-08-20 | 2012-08-31 |
| Rep | Asset management | 2012-08-20 | 2012-08-31 |
| Broadway Wealth Management Limited | Rep | Advising on securities | 2012-04-30 | 2012-06-18 |
| Rep | Asset management | 2012-04-30 | 2012-06-18 |
| Tiger Securities Asset Management Company Limited | Rep | Dealing in securities | 2010-05-19 | 2012-04-27 |
| Rep | Advising on securities | 2009-05-14 | 2012-04-27 |
| Rep | Asset management | 2009-05-14 | 2012-04-27 |
| BMI FUNDS MANAGEMENT LIMITED | Rep | Advising on securities | 2007-10-25 | 2008-12-10 |
| Rep | Asset management | 2007-10-25 | 2008-12-10 |
| ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED | Rep | Advising on futures contracts | 2007-02-06 | 2007-06-14 |
| Rep | Asset management | 2007-02-06 | 2007-06-14 |
| Rep | Advising on securities | 2006-12-29 | 2007-06-14 |
| PATTERSON FINANCIAL SERVICES LIMITED | Rep | Advising on corporate finance | - | 2004-02-24 |
| Rep | Advising on securities | - | 2006-12-06 |