Personnel Hong Kong SFC License Details (ID 97976)

Personnel Hong Kong SFC License Details (ID 97976)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED	RO	Advising on securities	2014-01-03	-
	RO	Dealing in securities	2014-01-03	-
WELLINGTON MANAGEMENT HONG KONG LIMITED	RO	Asset management	2008-03-05	2013-12-06
	RO	Advising on securities	2006-04-26	2013-12-06
	RO	Dealing in securities	2006-04-26	2013-12-06
	Rep	Advising on securities	2005-11-03	2006-04-26
	Rep	Dealing in securities	2005-11-03	2006-04-26
Aberdeen International Investment Management Limited	RO	Asset management	2005-07-27	2005-09-30
	RO	Advising on securities	2005-07-27	2005-10-01
	RO	Dealing in securities	2005-07-27	2005-10-01