Personnel Hong Kong SFC License Details (ID 97991)

Personnel Hong Kong SFC License Details (ID 97991)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Mingshi Investment Management Limited	RO	Advising on securities	2023-06-05	-
	Rep	Asset management	2023-02-20	-
	RO	Asset management	2022-07-26	2023-02-20
	Rep	Asset management	2021-12-14	2022-07-26
OP INVESTMENT MANAGEMENT LIMITED	Rep	Asset management	2020-11-12	2021-11-29
Constellar Capital Partners Hong Kong Limited	RO	Dealing in securities	2016-01-15	2020-10-09
	Rep	Dealing in securities	2015-11-30	2016-01-15
Penjing Asset Management (HK) Limited	Rep	Dealing in securities	2013-08-02	2015-05-29
Gottex Fund Management (Hong Kong) Limited	Rep	Asset management	2011-10-25	2013-12-31
WELLINGTON MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2010-01-28	2011-09-17
	Rep	Dealing in securities	2010-01-28	2011-09-17