Personnel Hong Kong SFC License Details (ID 97993)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BARING ASSET MANAGEMENT (ASIA) LIMITED	Rep	Advising on securities	2018-06-11	-
	Rep	Dealing in securities	2018-06-11	-
Vanguard Investments Hong Kong Limited	Rep	Advising on securities	2013-08-23	2018-05-11
	Rep	Dealing in securities	2013-08-23	2018-05-11
WELLINGTON MANAGEMENT HONG KONG LIMITED	Rep	Advising on securities	2010-12-20	2013-08-01
	Rep	Dealing in securities	2010-12-20	2013-08-01