Personnel Hong Kong SFC License Details (ID 98003)

Personnel Hong Kong SFC License Details (ID 98003)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2021-09-23	2026-06-30
	Rep	Asset management	2021-09-23	2026-06-30
	Rep	Dealing in securities	2021-09-23	2026-06-30
AQR Capital Management (Asia) Limited	RO	Dealing in securities	2018-09-14	2020-03-13
	Rep	Dealing in securities	2018-05-10	2018-09-14
WELLINGTON MANAGEMENT HONG KONG LIMITED	RO	Advising on securities	2014-01-15	2018-04-13
	RO	Dealing in securities	2014-01-15	2018-04-13
	Rep	Advising on securities	2011-07-22	2014-01-15
	Rep	Dealing in securities	2011-07-22	2014-01-15