Personnel Hong Kong SFC License Details (ID 98008)

Personnel Hong Kong SFC License Details (ID 98008)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GATEWAY CAPITAL (HONG KONG) LIMITED	Rep	Asset management	2018-11-09	-
Double Haven Capital (Hong Kong) Limited	Rep	Asset management	2018-02-23	2018-04-26
	RO	Asset management	2014-01-09	2018-02-23
	Rep	Asset management	2013-09-05	2014-01-09
Wells Fargo Securities Asia Limited	RO	Advising on corporate finance	2008-04-25	2013-08-31
	RO	Advising on securities	2008-04-25	2013-08-31
	RO	Asset management	2008-04-25	2013-08-31
	RO	Dealing in securities	2008-04-25	2013-08-31
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-08-09
	Rep	Advising on securities	2003-04-01	2003-08-09
	Rep	Asset management	2003-04-01	2003-08-09
	Rep	Providing automated trading services	2003-04-01	2003-08-09
	Rep	Dealing in securities	2003-04-01	2004-04-15