| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| GATEWAY CAPITAL (HONG KONG) LIMITED | Rep | Asset management | 2018-11-09 | - |
| Double Haven Capital (Hong Kong) Limited | Rep | Asset management | 2018-02-23 | 2018-04-26 |
| RO | Asset management | 2014-01-09 | 2018-02-23 | |
| Rep | Asset management | 2013-09-05 | 2014-01-09 | |
| Wells Fargo Securities Asia Limited | RO | Advising on corporate finance | 2008-04-25 | 2013-08-31 |
| RO | Advising on securities | 2008-04-25 | 2013-08-31 | |
| RO | Asset management | 2008-04-25 | 2013-08-31 | |
| RO | Dealing in securities | 2008-04-25 | 2013-08-31 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-09 |
| Rep | Advising on securities | 2003-04-01 | 2003-08-09 | |
| Rep | Asset management | 2003-04-01 | 2003-08-09 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-08-09 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-04-15 |
No HKMA registrations in the collected records.