Personnel Hong Kong SFC License Details (ID 98010)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wells Fargo Securities Asia Limited	RO	Advising on securities	2017-05-17	2025-09-01
	RO	Dealing in securities	2017-05-17	2025-09-01
	Rep	Advising on securities	2008-07-31	2017-05-17
	Rep	Dealing in securities	2008-07-31	2017-05-17