Personnel Hong Kong SFC License Details (ID 98019)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wells Fargo Securities Asia Limited	RO	Advising on securities	2012-03-12	2019-09-30
	RO	Dealing in securities	2012-03-12	2019-09-30
	Rep	Advising on securities	2008-05-19	2012-03-12
	Rep	Dealing in securities	2008-05-19	2012-03-12