Shen, Xiaoyi (SFC:AUJ706) 沈曉懿

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wells Fargo Securities Asia Limited	Rep	Advising on securities	2011-01-28	-
	Rep	Dealing in securities	2010-12-13	-
SG SECURITIES (HK) LIMITED	Rep	Dealing in securities	2010-01-04	2010-07-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Wells Fargo Securities Asia Limited	Rep	Advising on securities	2011-01-28	-
	Rep	Dealing in securities	2010-12-13	-
SG SECURITIES (HK) LIMITED	Rep	Dealing in securities	2010-01-04	2010-07-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.