Personnel Hong Kong SFC License Details (ID 98021)

Personnel Hong Kong SFC License Details (ID 98021)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Aardvark Fund Management Limited	RO	Asset management	2015-01-16	2015-07-20
	Rep	Asset management	2015-01-05	2015-01-16
WHARTON INVESTMENT ADVISORS LIMITED	Rep	Advising on futures contracts	2007-06-28	2014-06-30
	RO	Advising on securities	2007-04-16	2014-06-30
	RO	Asset management	2007-04-16	2014-06-30
Longitude Asia Limited	RO	Advising on securities	2004-09-17	2007-02-12
	RO	Asset management	2004-09-17	2007-02-12
WHARTON INVESTMENT ADVISORS LIMITED	Rep	Advising on corporate finance	-	2003-08-29
	Rep	Advising on futures contracts	-	2003-08-29
	Rep	Advising on securities	-	2003-08-29
	Rep	Asset management	-	2003-08-29
	Rep	Dealing in securities	-	2003-08-29