Personnel Hong Kong SFC License Details (ID 98023)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WHARTON INVESTMENT ADVISORS LIMITED	RO	Advising on corporate finance	-	2004-03-22
	RO	Dealing in securities	-	2004-03-22
	RO	Advising on futures contracts	-	2015-02-09
	RO	Advising on securities	-	2015-02-09
	RO	Asset management	-	2015-02-09