Personnel Hong Kong SFC License Details (ID 98024)

Personnel Hong Kong SFC License Details (ID 98024)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Asset management	2018-01-08	2021-04-24
WHARTON INVESTMENT ADVISORS LIMITED	Rep	Advising on futures contracts	2006-12-28	2014-09-30
	Rep	Advising on securities	2006-12-28	2014-09-30
	Rep	Asset management	2006-10-31	2014-09-30
LXL Investment Management (Hong Kong) Limited	Rep	Asset management	2005-11-30	2006-07-24
HT CAPITAL MANAGEMENT LIMITED	Rep	Asset management	2005-06-03	2005-07-13
AQUITAINE INVESTMENT ADVISORS LIMITED	Rep	Advising on securities	-	2005-05-18
	Rep	Asset management	-	2005-05-18