Personnel Hong Kong SFC License Details (ID 98027)

Personnel Hong Kong SFC License Details (ID 98027)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUNG SING ASSET MANAGEMENT LIMITED	RO	Advising on securities	2019-08-23	-
	RO	Asset management	2019-08-23	-
HUNG SING SECURITIES LIMITED	RO	Advising on securities	2017-09-28	2019-08-27
	RO	Asset management	2016-08-30	2019-08-27
	Rep	Dealing in securities	2013-02-21	-
	Rep	Asset management	2013-02-21	2016-08-30
WHOLE WIN SECURITIES LIMITED	Rep	Dealing in securities	2006-12-01	2006-12-01
HUNG SING SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-04-02
	Rep	Advising on securities	2003-04-01	2004-04-02
	Rep	Asset management	2003-04-01	2004-04-02
	Rep	Dealing in securities	2003-04-01	2006-12-01