Personnel Hong Kong SFC License Details (ID 98043)

Personnel Hong Kong SFC License Details (ID 98043)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CAITONG INTERNATIONAL SECURITIES CO., LIMITED	Rep	Dealing in securities	2015-09-14	2021-10-15
ORIENT SECURITIES LIMITED	Rep	Dealing in securities	2013-10-15	2015-08-31
WIN WONG SECURITIES LIMITED	Rep	Dealing in securities	2008-06-06	2013-10-11
KAM FAI SECURITIES CO., LIMITED	Rep	Dealing in securities	2003-07-09	2008-06-01
Ark Securities (Hong Kong) Limited	Rep	Advising on corporate finance	-	2003-07-08
	Rep	Advising on securities	-	2003-07-08
	Rep	Asset management	-	2003-07-08
	Rep	Dealing in securities	-	2003-07-08