Personnel SFC Licences and HKMA Registrations (ID 98069)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Winco Securities Company Limited	RO	Dealing in securities	2013-09-24	-
	Rep	Dealing in securities	2010-07-12	2013-09-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.