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Lee, Thomas Kwong Chung 李光宗 Hong Kong SFC License Details (ID 98071)
Lee, Thomas Kwong Chung 李光宗
SFC ID:
ABX145
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
WINFULL SECURITIES LIMITED
RO
Advising on corporate finance
-
2004-07-09
RO
Advising on securities
-
2004-07-09
RO
Asset management
-
2004-07-09
RO
Dealing in securities
-
2018-06-30