Personnel Hong Kong SFC License Details (ID 98089)

Personnel Hong Kong SFC License Details (ID 98089)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2023-03-21	-
	Rep	Dealing in futures contracts	2015-06-25	-
Guotai Junan FX Limited	Rep	Leveraged foreign exchange trading	2015-06-25	-
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2015-06-25	-
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2012-02-01	2015-02-06
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2010-03-24	2015-02-06
WING FUNG FINTECH LIMITED	Rep	Leveraged foreign exchange trading	2010-01-29	2015-02-06
PROGRESS MARKETS LIMITED	Rep	Leveraged foreign exchange trading	2008-09-30	2009-08-31