| RICHE BRIGHT SECURITIES LIMITED | RO | Advising on securities | 2025-02-27 | - |
| RO | Asset management | 2024-12-19 | - |
| RO | Dealing in securities | 2024-12-19 | - |
| Donghai International Asset Management (Hong Kong) Limited | RO | Asset management | 2023-11-23 | 2024-10-31 |
| Rep | Asset management | 2021-12-09 | 2023-11-23 |
| Donghai International Securities (Hong Kong) Limited | RO | Dealing in securities | 2021-01-28 | 2024-10-31 |
| Rep | Dealing in securities | 2020-10-15 | 2021-01-28 |
| KILMOREY ASSET MANAGEMENT LIMITED | RO | Asset management | 2020-04-02 | 2020-08-31 |
| Rep | Asset management | 2020-01-07 | 2020-04-02 |
| KILMOREY SECURITIES LIMITED | RO | Dealing in securities | 2018-06-27 | 2020-08-31 |
| Rep | Advising on securities | 2018-05-23 | 2020-08-31 |
| Rep | Dealing in securities | 2018-05-15 | 2018-06-27 |
| FORMAX SECURITIES LIMITED | Rep | Dealing in futures contracts | 2017-03-07 | 2018-04-25 |
| Rep | Dealing in securities | 2017-03-07 | 2018-04-25 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2015-07-13 | 2017-02-12 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2015-07-13 | 2017-02-12 |
| TFI Securities and Futures Limited | Rep | Dealing in securities | 2013-10-21 | 2015-06-18 |
| Rep | Dealing in futures contracts | 2013-10-04 | 2015-06-18 |
| Holly International Financial Holdings Limited | Rep | Dealing in futures contracts | 2013-07-30 | 2013-09-26 |
| WING FUNG FINTECH LIMITED | Rep | Leveraged foreign exchange trading | 2009-07-27 | 2011-10-31 |
| WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-07-27 | 2011-10-31 |