Personnel SFC Licences and HKMA Registrations (ID 98093)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2021-10-22	-
WING FUNG FUTURES LIMITED	RO	Dealing in futures contracts	2014-02-12	2021-09-29
WING FUNG FINTECH LIMITED	Rep	Leveraged foreign exchange trading	2009-12-01	2021-09-29
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2009-12-01	2014-02-12
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2009-12-01	2021-09-29
Yuanta Asia Investment (Hong Kong) Limited	Rep	Leveraged foreign exchange trading	2008-09-30	2009-07-06
	Rep	Dealing in futures contracts	2008-06-05	2009-07-06
	Rep	Dealing in securities	2008-06-05	2009-07-06
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2007-12-27	2008-05-08
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2007-12-27	2008-05-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.