| GF Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2021-10-22 | - |
| WING FUNG FUTURES LIMITED | RO | Dealing in futures contracts | 2014-02-12 | 2021-09-29 |
| WING FUNG FINTECH LIMITED | Rep | Leveraged foreign exchange trading | 2009-12-01 | 2021-09-29 |
| WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-12-01 | 2014-02-12 |
| WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2009-12-01 | 2021-09-29 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Leveraged foreign exchange trading | 2008-09-30 | 2009-07-06 |
| Rep | Dealing in futures contracts | 2008-06-05 | 2009-07-06 |
| Rep | Dealing in securities | 2008-06-05 | 2009-07-06 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2007-12-27 | 2008-05-08 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-12-27 | 2008-05-08 |