Personnel Hong Kong SFC License Details (ID 98101)

Personnel Hong Kong SFC License Details (ID 98101)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WING FUNG SECURITIES LIMITED	RO	Advising on futures contracts	2017-09-21	-
	RO	Advising on securities	2017-09-21	-
	RO	Asset management	2017-09-21	-
	RO	Dealing in securities	2014-12-09	-
WING FUNG FUTURES LIMITED	RO	Dealing in futures contracts	2014-05-29	-
WING FUNG FINTECH LIMITED	Rep	Leveraged foreign exchange trading	2009-12-18	2022-12-06
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2009-12-01	2014-05-29
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2009-12-01	2014-12-09
PRUDENTIAL INDEX TRADING COMPANY LIMITED	Rep	Dealing in futures contracts	2008-04-18	2009-11-30
PRUDENTIAL BROKERAGE LIMITED	Rep	Advising on securities	2008-01-15	2009-11-30
	Rep	Dealing in securities	2007-10-18	2009-11-30
TIAN YUAN FINANCE LIMITED	Rep	Advising on securities	2007-10-18	2009-11-30
	Rep	Asset management	2007-10-18	2009-11-30