Personnel Hong Kong SFC License Details (ID 98102)

Personnel Hong Kong SFC License Details (ID 98102)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GMO-Z.com Forex HK Limited	Rep	Leveraged foreign exchange trading	2014-08-21	2019-11-30
WING FUNG FINTECH LIMITED	Rep	Leveraged foreign exchange trading	2010-08-25	2014-03-25
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2010-08-25	2014-03-25
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2010-08-25	2014-03-25
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2007-08-09	2010-08-14
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2006-11-09	2010-08-14
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2006-11-09	2010-08-14
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2005-03-16	2006-10-17
SOUTHWEST SECURITIES (HK) FUTURES LIMITED	Rep	Dealing in futures contracts	2004-10-26	2006-10-17