Personnel Hong Kong SFC License Details (ID 98103)

Personnel Hong Kong SFC License Details (ID 98103)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2019-11-15	2020-05-31
ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED	Rep	Dealing in securities	2016-12-30	2019-11-03
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2016-01-07	2016-12-30
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2013-05-10	2015-09-07
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2013-05-10	2015-09-07
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2013-05-10	2015-09-07
WING FUNG FINTECH LIMITED	Rep	Leveraged foreign exchange trading	2009-11-23	2012-10-18
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2009-11-23	2012-10-18
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2009-07-13	2012-10-18
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2009-06-25	2009-07-04
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2009-01-20	2009-02-28