Personnel Hong Kong SFC License Details (ID 98108)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Winnova Capital Limited	RO	Advising on securities	2026-03-06	-
	RO	Asset management	2026-03-06	-
Tensant Securities Limited	RO	Advising on securities	2023-07-17	2025-07-15
	RO	Dealing in securities	2023-07-17	2025-07-15
	Rep	Advising on securities	2023-06-02	2023-07-17
	Rep	Dealing in securities	2023-06-02	2023-07-17
Gamma Securities Limited	Rep	Asset management	2023-03-16	2023-04-03
	Rep	Advising on securities	2023-02-28	2023-04-03
	Rep	Dealing in securities	2023-02-28	2023-04-03
Lumineux Asset Management Limited	Rep	Asset management	2021-05-05	2022-08-01
Lumineux Securities Limited	RO	Advising on securities	2020-07-17	2022-08-31
	RO	Dealing in securities	2020-07-17	2022-08-31
	Rep	Advising on securities	2020-06-22	2020-07-17
	Rep	Dealing in securities	2020-06-22	2020-07-17
Gamma Securities Limited	RO	Advising on securities	2018-08-10	2020-05-01
	RO	Dealing in securities	2018-08-10	2020-05-01
Beijing Securities Limited	Rep	Dealing in securities	2017-06-29	2017-09-29
INNOVATION SECURITIES CO., LIMITED	RO	Dealing in securities	2016-02-16	2016-07-31
Beijing Securities Limited	RO	Dealing in securities	2015-01-02	2015-12-31
	Rep	Dealing in securities	2013-06-17	2015-01-02
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2010-06-24	2013-04-08
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2010-06-24	2013-04-08
AIA WEALTH MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2006-06-08	2007-05-14