Personnel Hong Kong SFC License Details (ID 98112)

Personnel Hong Kong SFC License Details (ID 98112)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Eastar Investment Management Limited	RO	Advising on securities	2022-03-30	-
	RO	Asset management	2022-03-30	-
	RO	Dealing in securities	2022-03-30	-
TARGET CAPITAL MANAGEMENT LIMITED (HK)	RO	Advising on securities	2019-06-19	2022-02-03
	RO	Asset management	2019-06-19	2022-02-03
	RO	Dealing in securities	2017-10-20	2022-02-03
	Rep	Dealing in securities	2017-09-01	2017-10-20
	Rep	Advising on securities	2017-09-01	2019-06-19
	Rep	Asset management	2017-09-01	2019-06-19
Genting Securities Limited	RO	Dealing in securities	2015-11-05	2017-07-11
	Rep	Dealing in securities	2015-10-08	2015-11-05
WING FUNG FUTURES LIMITED	RO	Dealing in futures contracts	2014-02-18	2015-10-04
WING FUNG SECURITIES LIMITED	RO	Dealing in securities	2014-02-18	2015-10-04
WING FUNG FUTURES LIMITED	Rep	Dealing in futures contracts	2011-06-07	2014-02-18
WING FUNG SECURITIES LIMITED	Rep	Dealing in securities	2011-05-26	2014-02-18
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2009-10-22	2011-05-17