Personnel Hong Kong SFC License Details (ID 98135)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2021-08-31	-
KGI ASIA LIMITED	Rep	Dealing in securities	2019-04-03	2021-08-13
CMB International Global Markets Limited	Rep	Advising on corporate finance	2003-04-01	2005-01-19
	Rep	Advising on securities	2003-04-01	2005-01-19
	Rep	Asset management	2003-04-01	2005-01-19
	Rep	Providing automated trading services	2003-04-01	2005-01-19
	Rep	Dealing in securities	2003-04-01	2013-11-26