Personnel SFC Licences and HKMA Registrations (ID 98177)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Pinpoint Asset Management Limited	Rep	Asset management	2026-05-12	-
China Alpha Fund Management (HK) Limited	Rep	Advising on securities	2025-01-14	2026-04-30
	Rep	Asset management	2025-01-14	2026-04-30
WINNINGTON CAPITAL LIMITED	RO	Advising on futures contracts	2015-01-15	2024-12-31
	RO	Advising on securities	2015-01-15	2024-12-31
	RO	Asset management	2015-01-15	2024-12-31
	Rep	Advising on futures contracts	2011-05-23	2015-01-15
	Rep	Advising on securities	2011-04-13	2015-01-15
	Rep	Asset management	2011-04-13	2015-01-15
PFC INTERNATIONAL COMPANY LIMITED	Rep	Advising on securities	2008-11-25	2011-04-10
	Rep	Asset management	2008-11-25	2011-04-10
	Rep	Dealing in securities	2008-11-25	2011-04-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.