Personnel Hong Kong SFC License Details (ID 98194)

Personnel Hong Kong SFC License Details (ID 98194)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA SECURITIES LIMITED	Rep	Dealing in securities	2018-10-29	2021-06-15
Midas Securities Limited	Rep	Dealing in securities	2017-03-28	2018-10-05
WINTECH SECURITIES LIMITED	Rep	Dealing in securities	2005-12-20	2017-03-10
CHINA SECURITIES HOLDINGS LIMITED	Rep	Dealing in securities	2003-12-15	2005-12-15
CHEER UNION SECURITIES LIMITED	Rep	Advising on corporate finance	-	2003-10-30
	Rep	Advising on securities	-	2003-10-30
	Rep	Asset management	-	2003-10-30
	Rep	Dealing in securities	-	2003-12-13