Personnel Hong Kong SFC License Details (ID 98205)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WINTONE SECURITIES LIMITED	RO	Dealing in futures contracts	2009-10-29	2011-04-08
	RO	Dealing in securities	2004-02-16	2021-05-01
ASG BROKERAGE LIMITED	RO	Advising on corporate finance	-	2003-09-04
	RO	Advising on securities	-	2003-09-04
	RO	Asset management	-	2003-09-04
	RO	Dealing in securities	-	2004-01-20
ASG FUTURES LIMITED	Rep	Advising on futures contracts	-	2003-09-04
	Rep	Asset management	-	2003-09-04
	Rep	Dealing in futures contracts	-	2004-01-20