Personnel Hong Kong SFC License Details (ID 98210)

Personnel Hong Kong SFC License Details (ID 98210)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2018-10-16	2020-02-07
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2018-05-16	2018-09-27
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2014-11-19	2018-09-27
WINTONE SECURITIES LIMITED	Rep	Dealing in securities	2010-05-31	2013-10-28
	Rep	Dealing in futures contracts	2009-12-15	2011-04-08
	RO	Dealing in securities	2008-06-02	2010-05-31
	Rep	Dealing in securities	2007-05-14	2008-06-02
NEW GALA SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2004-04-29	2007-05-03