Personnel Hong Kong SFC License Details (ID 98212)

Personnel Hong Kong SFC License Details (ID 98212)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GREAT BAY SECURITIES LIMITED	Rep	Dealing in securities	2024-07-30	-
Wealthy Securities Limited	Rep	Dealing in securities	2022-01-11	2024-07-05
FORTHRIGHT SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2021-04-19	2021-12-22
WINTONE SECURITIES LIMITED	Rep	Dealing in securities	2007-03-28	2021-02-26
ORIENT SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-01-28
	Rep	Advising on securities	2003-04-01	2004-01-28
	Rep	Asset management	2003-04-01	2004-01-28
	Rep	Providing automated trading services	2003-04-01	2004-01-28
	Rep	Dealing in securities	2003-04-01	2007-03-01