Personnel Hong Kong SFC License Details (ID 98226)

Personnel Hong Kong SFC License Details (ID 98226)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WOCOM LIMITED (HK)	Rep	Dealing in futures contracts	2015-02-05	2015-11-24
WOCOM SECURITIES LIMITED	Rep	Dealing in securities	2015-02-05	2015-11-24
WOCOM LIMITED (HK)	RO	Dealing in futures contracts	2003-12-30	2015-02-05
WOCOM SECURITIES LIMITED	RO	Dealing in securities	2003-12-30	2015-02-05
WOCOM LIMITED (HK)	Rep	Advising on futures contracts	-	2003-09-25
	Rep	Asset management	-	2003-09-25
	Rep	Dealing in futures contracts	-	2003-12-30
WOCOM SECURITIES LIMITED	Rep	Advising on corporate finance	-	2003-09-25
	Rep	Advising on securities	-	2003-09-25
	Rep	Asset management	-	2003-09-25
	Rep	Dealing in securities	-	2003-12-30