Webb-site Legacy

Ho, Shiu Kay 何兆基

SFC ID:AHH535

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2014-02-07	-
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2014-02-07	-
WOCOM LIMITED (HK)	Rep	Advising on futures contracts	2003-04-01	2003-08-22
	Rep	Asset management	2003-04-01	2003-08-22
	Rep	Dealing in futures contracts	2003-04-01	2014-01-31
WOCOM SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-08-22
	Rep	Advising on securities	2003-04-01	2003-08-22
	Rep	Asset management	2003-04-01	2003-08-22
	Rep	Dealing in securities	2003-04-01	2014-01-31