| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| China Galaxy International Futures (Hong Kong) Co., Limited | Rep | Dealing in futures contracts | 2014-02-07 | - |
| China Galaxy International Securities (Hong Kong) Co., Limited | Rep | Dealing in securities | 2014-02-07 | - |
| WOCOM LIMITED (HK) | Rep | Advising on futures contracts | 2003-04-01 | 2003-08-22 |
| Rep | Asset management | 2003-04-01 | 2003-08-22 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2014-01-31 | |
| WOCOM SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-22 |
| Rep | Advising on securities | 2003-04-01 | 2003-08-22 | |
| Rep | Asset management | 2003-04-01 | 2003-08-22 | |
| Rep | Dealing in securities | 2003-04-01 | 2014-01-31 |
No HKMA registrations in the collected records.