Personnel Hong Kong SFC License Details (ID 98252)

Personnel Hong Kong SFC License Details (ID 98252)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Quam Securities Limited	Rep	Dealing in futures contracts	2018-04-23	2020-05-08
	Rep	Dealing in securities	2018-04-23	2020-05-08
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2015-07-14	2018-02-09
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2015-07-14	2018-02-09
WOCOM LIMITED (HK)	Rep	Advising on futures contracts	-	2003-08-22
	Rep	Asset management	-	2003-08-22
	Rep	Dealing in futures contracts	-	2015-05-28
WOCOM SECURITIES LIMITED	Rep	Advising on corporate finance	-	2003-08-22
	Rep	Advising on securities	-	2003-08-22
	Rep	Asset management	-	2003-08-22
	Rep	Dealing in securities	-	2015-05-28