Yip, Kam Yuen (SFC:AOH255) 葉錦源

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2013-09-16	-
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2013-09-16	-
WOCOM LIMITED (HK)	Rep	Dealing in futures contracts	2007-01-26	2013-09-07
WOCOM SECURITIES LIMITED	Rep	Dealing in securities	2007-01-26	2013-09-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2013-09-16	-
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2013-09-16	-
WOCOM LIMITED (HK)	Rep	Dealing in futures contracts	2007-01-26	2013-09-07
WOCOM SECURITIES LIMITED	Rep	Dealing in securities	2007-01-26	2013-09-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.