Personnel Hong Kong SFC License Details (ID 98264)

Personnel Hong Kong SFC License Details (ID 98264)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WONDER FACE FUND MANAGEMENT COMPANY LIMITED	RO	Advising on securities	2017-01-17	-
	RO	Asset management	2017-01-17	-
	RO	Dealing in securities	2017-01-17	-
CHINA SKY SECURITIES LIMITED	RO	Dealing in securities	2015-10-02	2016-02-17
	Rep	Dealing in securities	2011-10-21	2015-10-02
WONDER FACE FUND MANAGEMENT COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2005-02-01
	Rep	Advising on futures contracts	2003-04-01	2005-02-01
	Rep	Asset management	2003-04-01	2005-02-01
	Rep	Advising on securities	2003-04-01	2011-10-20