Personnel Hong Kong SFC License Details (ID 98269)

Personnel Hong Kong SFC License Details (ID 98269)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
YF ASSET MANAGEMENT LIMITED	RO	Asset management	2016-06-14	-
	RO	Advising on futures contracts	2014-02-06	-
	RO	Advising on securities	2014-02-06	-
	Rep	Asset management	2013-10-10	2016-06-14
YF FUTURES COMPANY LIMITED	RO	Dealing in futures contracts	2003-04-01	-
	RO	Advising on futures contracts	2003-04-01	2003-06-03
	RO	Asset management	2003-04-01	2003-06-03
YF SECURITIES COMPANY LIMITED	RO	Dealing in securities	2003-04-01	-
	RO	Advising on corporate finance	2003-04-01	2003-06-03
	RO	Advising on securities	2003-04-01	2003-06-03
	RO	Asset management	2003-04-01	2003-06-03