Wong, Parish Cheung Ki 黃長基 SFC Licences and HKMA Registrations (ID 98270)

Key Data Licences & registrations Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
A-JEX INTERNATIONAL ASSET MANAGEMENT LIMITED	RO	Advising on securities	2026-06-23	-
	RO	Asset management	2026-06-23	-
	RO	Dealing in securities	2026-06-23	-
	Rep	Advising on securities	2026-04-30	2026-06-23
	Rep	Asset management	2026-04-30	2026-06-23
	Rep	Dealing in securities	2026-04-30	2026-06-23
YF ASSET MANAGEMENT LIMITED	RO	Advising on securities	2025-10-09	2026-03-20
	RO	Asset management	2025-10-09	2026-03-20
YF SECURITIES COMPANY LIMITED	RO	Dealing in securities	2025-10-09	2026-03-20
YF ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2025-02-12	2025-10-09
	Rep	Asset management	2025-02-12	2025-10-09
YF SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2025-02-12	2025-10-09
HTF Securities Limited	RO	Advising on securities	2020-03-04	2023-11-01
	RO	Asset management	2020-03-04	2023-11-01
	RO	Dealing in securities	2020-03-04	2023-11-01
Springwell Capital Limited	RO	Asset management	2018-10-16	2019-12-24
SUN GROWTH SECURITIES LIMITED	RO	Dealing in securities	2017-04-26	2017-10-28
	Rep	Dealing in securities	2017-04-13	2017-04-26
DaoKou Asset Management Limited	RO	Advising on securities	2015-11-26	2016-12-30
	RO	Asset management	2015-11-26	2016-12-30
	Rep	Advising on securities	2015-09-23	2015-11-26
	Rep	Asset management	2015-09-23	2015-11-26
YF ASSET MANAGEMENT LIMITED	RO	Asset management	2013-11-28	2015-09-01
	RO	Advising on futures contracts	2013-04-16	2015-09-01
YF FUTURES COMPANY LIMITED	RO	Advising on futures contracts	2003-04-01	2003-06-03
	RO	Asset management	2003-04-01	2003-06-03
	RO	Dealing in futures contracts	2003-04-01	2015-09-01
YF SECURITIES COMPANY LIMITED	RO	Advising on corporate finance	2003-04-01	2003-06-03
	RO	Advising on securities	2003-04-01	2003-06-03
	RO	Asset management	2003-04-01	2003-06-03
	RO	Dealing in securities	2003-04-01	2015-09-01
YF FUTURES COMPANY LIMITED	RO	Advising on futures contracts	-	2003-06-03
	RO	Asset management	-	2003-06-03
	RO	Dealing in futures contracts	-	2015-09-01
YF SECURITIES COMPANY LIMITED	RO	Advising on corporate finance	-	2003-06-03
	RO	Advising on securities	-	2003-06-03
	RO	Asset management	-	2003-06-03
	RO	Dealing in securities	-	2015-09-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.