Personnel Hong Kong SFC License Details (ID 98271)

Personnel Hong Kong SFC License Details (ID 98271)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
YF FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2008-04-08	2024-12-30
YF SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2008-04-08	2024-12-30
CORPORATE BROKERS LIMITED	Rep	Dealing in securities	2004-11-04	2008-04-01
CORPORATE COMMODITIES LIMITED	Rep	Dealing in futures contracts	2004-11-04	2008-04-01
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2004-02-18	2004-11-01
YF FUTURES COMPANY LIMITED	Rep	Advising on futures contracts	-	2003-06-03
	Rep	Asset management	-	2003-06-03
	Rep	Dealing in futures contracts	-	2004-02-18
YF SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	-	2003-06-03
	Rep	Advising on securities	-	2003-06-03
	Rep	Asset management	-	2003-06-03
	Rep	Dealing in securities	-	2004-02-18