Personnel Hong Kong SFC License Details (ID 98279)

Personnel Hong Kong SFC License Details (ID 98279)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Success Securities Limited	Rep	Dealing in securities	2020-07-22	2026-08-28
YF SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2011-02-17	2017-09-25
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2010-05-10	2011-02-12
YF SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2007-03-22	2010-05-07
MONEYMORE SECURITIES LIMITED	Rep	Dealing in securities	2003-08-07	2007-03-17
CITIC Securities Brokerage (HK) Limited	Rep	Advising on corporate finance	2003-04-01	2003-08-06
	Rep	Advising on securities	2003-04-01	2003-08-07
	Rep	Asset management	2003-04-01	2003-08-07
	Rep	Providing automated trading services	2003-04-01	2003-08-07
	Rep	Dealing in securities	2003-04-01	2003-08-07