| H&Y SECURITIES COMPANY LIMITED | RO | Advising on securities | 2023-10-25 | 2026-05-31 |
| RO | Dealing in securities | 2023-10-25 | 2026-05-31 |
| TUNG YAT SECURITIES LIMITED | RO | Advising on securities | 2022-05-05 | 2023-07-25 |
| RO | Asset management | 2022-05-05 | 2023-07-25 |
| RO | Dealing in securities | 2022-05-05 | 2023-07-25 |
| UPMAX SECURITIES LIMITED | RO | Dealing in securities | 2021-03-25 | 2022-03-16 |
| Rep | Dealing in securities | 2021-03-01 | 2021-03-25 |
| Midas Securities Limited | RO | Advising on securities | 2018-11-13 | 2020-07-28 |
| RO | Asset management | 2018-11-13 | 2020-07-28 |
| RO | Dealing in futures contracts | 2018-11-13 | 2020-07-28 |
| RO | Dealing in securities | 2018-11-13 | 2020-07-28 |
| Solo Futures Limited | RO | Dealing in futures contracts | 2016-11-07 | 2018-02-06 |
| Solo Securities Limited | RO | Dealing in securities | 2016-11-07 | 2018-02-06 |
| CHARLESWIN BULLION LIMITED | RO | Dealing in futures contracts | 2015-03-06 | 2016-01-31 |
| Rep | Dealing in futures contracts | 2012-06-26 | 2015-03-06 |
| YICKO SECURITIES LIMITED | RO | Dealing in securities | 2007-03-29 | 2016-01-31 |
| YICKO FUTURES LIMITED | Rep | Advising on futures contracts | - | 2004-06-01 |
| Rep | Asset management | - | 2004-06-01 |
| Rep | Dealing in futures contracts | - | 2004-06-01 |
| YICKO SECURITIES LIMITED | Rep | Advising on corporate finance | - | 2004-08-06 |
| Rep | Advising on securities | - | 2004-08-06 |
| Rep | Asset management | - | 2004-08-06 |
| Rep | Dealing in securities | - | 2007-03-29 |