Personnel Hong Kong SFC License Details (ID 98284)

Personnel Hong Kong SFC License Details (ID 98284)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORIENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2022-01-13	2026-05-30
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2022-01-13	2026-05-30
Yunfeng Securities Limited	Rep	Dealing in securities	2019-04-02	2021-11-24
BOCI SECURITIES LIMITED	Rep	Dealing in futures contracts	2015-01-05	2019-02-04
	Rep	Dealing in securities	2015-01-05	2019-02-04
GMO-Z.com Forex HK Limited	Rep	Leveraged foreign exchange trading	2013-09-12	2014-12-24
Delta Asia Wealth Management Limited	Rep	Asset management	2012-12-14	2013-09-07
DELTA ASIA FINANCIAL FUTURES LIMITED	Rep	Dealing in futures contracts	2012-11-05	2013-09-07
DELTA ASIA SECURITIES LIMITED	Rep	Dealing in securities	2012-11-05	2013-09-07
YICKO SECURITIES LIMITED	Rep	Dealing in securities	2009-12-24	2012-01-07