Personnel Hong Kong SFC License Details (ID 98285)

Personnel Hong Kong SFC License Details (ID 98285)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHARLESWIN BULLION LIMITED	RO	Advising on futures contracts	2022-03-31	-
	RO	Dealing in futures contracts	2022-03-31	-
AuVantage Consultancy Limited	RO	Dealing in securities	2021-09-27	2021-11-03
Central China International Futures Company Limited	RO	Advising on futures contracts	2017-08-29	2021-08-31
	RO	Dealing in futures contracts	2017-08-29	2021-08-31
Central China International Securities Co., Limited	RO	Advising on securities	2016-07-14	2021-08-31
CENTRAL CHINA ASSET MANAGEMENT COMPANY LIMITED	RO	Asset management	2016-07-11	2019-08-02
Central China International Securities Co., Limited	RO	Dealing in securities	2015-07-13	2021-08-31
CHARLESWIN BULLION LIMITED	RO	Dealing in futures contracts	2013-09-05	2015-04-30
YICKO SECURITIES LIMITED	RO	Dealing in securities	2012-06-14	2015-04-30
CHARLESWIN BULLION LIMITED	Rep	Dealing in futures contracts	2012-02-10	2013-09-05
YICKO SECURITIES LIMITED	Rep	Dealing in securities	2005-04-29	2012-06-14