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Mak, Wing Tak 麥榮德 - Public Disciplinary Actions | HK SFC Licensed Personnel (ID 98295)

Mak, Wing Tak 麥榮德

SFC ID:AAD617

Key Data SFC Licenses Public Disciplinary Actions

Public Disciplinary Actions

SFC reprimands Mr Mak Wing Tak and Ms Peggy Kuo Wai Lan for short-selling

SFC, 12-Mar-1998

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SFC prosecutes short-selling and unregistered dealing at CAF Securities

SFC, 06-Nov-1997

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