Personnel Hong Kong SFC License Details (ID 98302)

Personnel Hong Kong SFC License Details (ID 98302)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LERTHAI Securities (Hong Kong) Limited	RO	Dealing in futures contracts	2016-07-08	2017-09-30
	RO	Dealing in securities	2016-07-08	2017-09-30
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2013-06-26	2016-02-23
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2013-06-26	2016-02-23
YU ON SECURITIES COMPANY LIMITED	RO	Dealing in securities	2012-11-08	2013-01-09
	RO	Dealing in futures contracts	2008-01-17	2013-01-09
YU ON COMMODITIES COMPANY LIMITED	RO	Dealing in futures contracts	2004-07-28	2008-03-31
	Rep	Advising on futures contracts	-	2003-10-10
	Rep	Asset management	-	2003-10-10
	Rep	Dealing in futures contracts	-	2004-07-28
YU ON SECURITIES COMPANY LIMITED	Rep	Providing automated trading services	-	2003-07-03
	Rep	Advising on corporate finance	-	2003-10-06
	Rep	Advising on securities	-	2003-10-06
	Rep	Asset management	-	2003-10-06
	Rep	Dealing in securities	-	2012-11-08