Personnel Hong Kong SFC License Details (ID 98320)

Personnel Hong Kong SFC License Details (ID 98320)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Securities (Hong Kong) Company Limited	RO	Advising on securities	2020-02-04	2026-07-01
	RO	Asset management	2020-02-04	2026-07-01
	RO	Dealing in securities	2020-02-04	2026-07-01
	Rep	Advising on securities	2019-08-29	2020-02-04
	Rep	Asset management	2019-08-29	2020-02-04
	Rep	Dealing in securities	2019-08-29	2020-02-04
Rich Union Securities (H.K.) Limited	RO	Asset management	2018-04-19	2019-08-14
	RO	Advising on securities	2010-02-11	2019-08-14
	RO	Dealing in securities	2010-02-11	2019-08-14
	Rep	Advising on securities	2007-07-24	2010-02-11
	Rep	Dealing in securities	2007-07-24	2010-02-11