Personnel Hong Kong SFC License Details (ID 98322)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Yuanta Asia Investment (Hong Kong) Limited	RO	Dealing in securities	2021-04-09	-
	RO	Asset management	2020-05-06	-
Rich Union Securities (H.K.) Limited	Rep	Asset management	2015-03-12	2019-04-15
	RO	Asset management	2011-07-12	2012-02-29
	Rep	Asset management	2011-05-06	2011-07-12